Securities Arbitration Procedure Manual

Securities Arbitration Procedure Manual

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This manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, a how to prepare a present cases to arbitration panels anywhere in the country. In the Third Edition, David Robbins updates his work to reflect the important new issues governing discovery on the Internet, NASD's new eligibility rule, a its rule on punitive damages.5.05 Securities Arbitrafion Procedure Manual account statements; (2) the firma#39;s computer-generated a€œactivity runsa€ for the account and ... undertaken by the brokerage firm or the broker (not protected by the attomey-client privilege or the attomey work product privilege). ... the party against whom enforcement is sought and he has failed to send written objection to its contents within 10 days alter its receipt.

Title:Securities Arbitration Procedure Manual
Author: David E. Robbins
Publisher:MICHIE - 1995

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